Regulatory Notices

Participation Policy pursuant to the Shareholder Rights Directive, Art 3 of Directive (EU) 2017/828

Ithuba, as an asset manager pursuant to sec. 185 (1) (1) Stock Exchange Act 2018 [BörseG 2018] within the meaning of the 2nd EU Shareholder Rights Directive, is obliged to publish a detailed participation policy describing how it integrates shareholder participation into its investment strategy. Ithuba does not currently perform any fund management mandates. In the event that it assumes a fund management mandate, Ithuba will publish a detailed participation policy tailored to the fund assets (in particular in the case of direct equity investments) on its website in a timely manner.

Sustainable Finance

Ithuba Capital AG is a financial service provider specialised in (restructuring) banks and insurance companies. In connection with these special investment advisory and portfolio management services, Ithuba Capital AG’s focus is exclusively on customer-specific objectives. Sustainable investment criteria or sustainability risks are not taken into account. The company’s remuneration policy is not influenced by sustainability risks.